regulatory organization

regulatory organization
регулирующая организация

Англо-русский юридический словарь. . 2011.

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Смотреть что такое "regulatory organization" в других словарях:

  • Self-regulatory organization — A self regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession. The regulatory authority could be applied in addition to some form of government regulation, or it could… …   Wikipedia

  • Investment Industry Regulatory Organization of Canada — The Investment Industry Regulatory Organization of Canada, abbreviated IIROC, is a non profit, national self regulatory organization (also known as an SRO ). Established in 2008 through the merger of the Investment Dealers Association of Canada… …   Wikipedia

  • Investment Industry Regulatory Organization of Canada - IIROC — The governing authority for all debt and equity markets, investments and investment brokers, dealers and providers in Canada. The Investment Industry Regulatory Organization of Canada (IIROC) is a self regulatory organization, similar to the… …   Investment dictionary

  • self-regulatory organization — (SRO) USA A non government organization that has statutory responsibility to regulate its own members through the adoption and enforcement of rules of conduct for fair, ethical and efficient practices. FINRA, NYSE and NASDAQ are examples of SROs …   Law dictionary

  • securities self regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… …   Glossary of Bankruptcy

  • securities self-regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… …   Glossary of Bankruptcy

  • Self-Regulatory Organization - SRO — A non governmental organization that has the power to create and enforce industry regulations and standards. The priority is to protect investors through the establishment of rules that promote ethics and equality. Some examples of SROs include… …   Investment dictionary

  • Investment Management Regulatory Organization — IMRO A former Self Regulating Organization set up in 1986 to regulate any institutions offering investment management (including Friendly Societies). Its functions are now exercised by the Financial Services Authority, into which it was absorbed… …   Accounting dictionary

  • Life Assurance and Unit Trust Regulatory Organization — LAUTRO A former Self Regulating Organization that regulated institutions offering life assurance and unit trusts as principals. Most of its business was taken over by the Personal Investment Authority in 1994 and it was subsequently absorbed into …   Accounting dictionary

  • Investment Management Regulatory Organization — IMRO A former Self Regulating Organization set up in 1986 to regulate any institutions offering investment management. Its functions are now exercised by the Financial Services Authority, into which it was absorbed in 2001 …   Big dictionary of business and management

  • regulatory — reg|u|la|to|ry [ regjələ,tɔri ] adjective a regulatory organization or company controls an activity, process, or industry: the nuclear regulatory agency …   Usage of the words and phrases in modern English


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